Sector: Financials
Director information for AXOS FINANCIAL INC (data for year 2025)
| Name | Position | Age | Qualifications and Experience | Committee Memberships | Filing Year |
|---|---|---|---|---|---|
| Brian Swanson | President, Head of Consumer Bank | 45 | ["Over 20 years in the banking industry", "Experience in sales and operations leadership roles", "Former Vice President and Sales Leader within the Consumer Mortgage Division of Bank of America"] | [] | 2025 |
| David Park | President, Head of Commercial Bank | 42 | ["Executive Vice President and Head of Commercial Banking at Banc of California", "Senior Vice President and Head of Business Banking and SBA Lending at City National Bank"] | [] | 2025 |
| Edward J. Ratinoff | Founder and Managing Principal of James Investment Partners | 60 | ["Founder and Managing Principal of James Investment Partners", "Managing Director and Head of Acquisitions for Phoenix Realty Group", "Managing Director and west coast head for the J.E. Robert Companies", "Experience investing and managing multifamily real estate projects", "Providing capital markets financing for real estate assets"] | ["Compliance and Independent Credit Review", "Credit (Chair)"] | 2025 |
| Gregory Garrabrants | President and Chief Executive Officer (“CEO”) | 53 | ["more than twenty-five years of experience in financial services", "leadership and management skills", "senior vice president and head of corporate business development at a large thrift", "investment banker at Goldman Sachs", "management consultant at McKinsey & Company", "graduate from Northwestern University School of Law and J.L. Kellogg Graduate School of Management", "Bachelor of Science in Industrial and Systems Engineering"] | [] | 2025 |
| James J. Court | Chief Executive Officer | 63 | ["Chief Executive Officer of Navogen", "Chairman and President of First American\u2019s Property & Casualty Insurance Group", "Chief Operating Officer and Chief Information Officer at First American", "held positions at MGE UPS Systems and Printronix, Inc.", "experience in business and technology transformations", "insurance industry knowledge"] | ["Compensation (Chair)", "Nominating/Corporate Governance", "Technology", "Nominating/Corporate Governance Committee"] | 2025 |
| James S. Argalas | Independent Director | 54 | ["Extensive experience in the financial and investment sectors", "Founded Presidio Union, LLC", "Principal at Watershed Asset Management and NM Rothschild", "Invested in distressed credit, liquidations, real estate, special situations, and debt and equity investments in Asia-Pacific", "Associate Principal with McKinsey & Company", "Experience investing in complex debt securities and early stage financial technology ventures"] | ["Asset/Liability", "Compliance and Independent Credit Review"] | 2025 |
| Michael Watson | Executive Officer | 49 | ["more than 25 years of experience in the financial services industry", "scaling custody, clearing and wealth management platform businesses", "holds the Series 7, 8, and 63 FINRA securities licenses"] | [] | 2025 |
| Nicholas A. Mosich | Vice Chairman of the Board | 70 | ["Extensive knowledge of the real estate development and investment banking industries", "Managing Member of Ion Capital Partners, LLC / Arroyo Vista Partners, LLC", "General Partner of Southwest Aviation Complex, LP", "General Partner of Vineyard Ventures, LP", "40 years of capital markets and business management experience", "Executive Vice President and Board Member of The Seidler Companies Incorporated", "Responsible for overseeing Private Client Service operations and Investment Banking Operations at Seidler", "Managing Director of Seidler\u2019s Community Bank Group", "Partner at McGoodwin James & Company", "audit committee financial expert"] | ["Audit", "Audit Committee"] | 2025 |
| Paul J. Grinberg | Chairman of the Board | 64 | ["extensive executive management", "operational expertise", "M&A expertise", "capital raising expertise", "accounting expertise", "financial reporting expertise", "21 years of experience in banking", "27 years of experience as a public company executive and CFO in the financial services industry", "public accounting experience", "M&A advisory experience", "experience analyzing financial strategies for growing businesses", "audit committee financial expert"] | ["Audit", "Compensation", "Nominating/Corporate Governance", "Audit Committee", "Nominating/Corporate Governance Committee"] | 2025 |
| Roque A. Santi | Independent Director | 62 | ["Over 37 years of executive leadership and expertise in the lending and mortgage industry", "Experience in both large corporate and entrepreneurial C suites", "Previously served as CFO with Roosevelt Management Company, LLC", "Former President, CEO, CFO and board member for Elderlife Financial Services, LLC", "audit committee financial expert"] | ["Audit", "Audit Committee"] | 2025 |
| Sara Wardell-Smith | Independent Director | 54 | ["extensive experience in wholesale banking, financial institutions, global payments and fintech partnerships", "former head of Visa's commercial business across North America", "executive vice president at Wells Fargo", "served on management committee at Wells Fargo", "senior leadership positions in various banking divisions", "independent board member at R&T Deposit Solutions", "independent board member at the C1 Fund", "independent director at Figure Certificate Company", "served on the U.S. board of Revolut", "served on the boards of CLS Group and CLS Bank International", "member of the Working Group on U.S. Renminbi Trading and Clearing", "board member of the Global Foreign Exchange Division", "Bachelor of Science degree in International Finance from the University of San Francisco"] | ["Asset/Liability", "Compliance and Independent Credit Review"] | 2025 |
| Stefani D. Carter | Independent Director; Chair | 47 | ["Practicing attorney since 2005", "Specialized in civil litigation and contractual disputes", "Experience as an elected official", "Served as litigation shareholder at FBFK", "Senior counsel at Estes Thorne & Carr PLLC", "Employed as associate attorney at Sayles Werbner, PC", "Prosecutor in the Collin County District Attorney\u2019s Office", "Associate attorney at Vinson & Elkins LLP"] | ["Nominating and Corporate Governance Committee (Chair)", "Related Party Transactions Committee", "Compensation", "Nominating/Corporate Governance Committee"] | 2025 |
| Tamara N. Bohlig | Independent Director | 56 | ["More than 30 years of experience in technology, financial services, and health care", "Led corporate and product marketing teams for over 30 enterprise and consumer products", "CMO for Vida Health", "Former CMO of AssetMark and SmartBiz Loans", "Senior executive roles at Charles Schwab & Co., Inc.", "Vice president roles in marketing for JPMorgan Chase", "Marketing roles for Hewlett-Packard, Procter & Gamble, and General Mills", "Holds an MBA from Northwestern University and a bachelor of arts in sociology"] | ["Compliance and Independent Credit Review", "Technology"] | 2025 |
| Uzair Dada | Independent Director | 58 | ["strong business and financial background", "digital marketing technology and systems integration experience", "IT compliance and auditing experience"] | ["Technology", "Credit"] | 2025 |
